| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | 就证券提供意见 | 2019-10-14 | - |
| Rep | 就证券提供意见 | 2011-11-23 | 2019-10-14 | |
| Rep | 证券交易 | 2011-11-04 | - | |
| Knight Capital Asia Limited | Rep | 就证券提供意见 | 2010-06-08 | 2011-08-04 |
| Rep | 证券交易 | 2010-06-08 | 2011-08-04 | |
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2008-10-23 | 2010-06-03 |
| Rep | 提供自动化交易服务 | 2008-10-23 | 2010-06-03 | |
| Rep | 证券交易 | 2008-10-23 | 2010-06-03 | |
| BTIG Hong Kong Limited | Rep | 证券交易 | 2008-05-19 | 2008-09-22 |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-06-14 | 2007-11-03 |