| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2022-12-29 | - |
| Rep | 证券交易 | 2022-12-29 | - | |
| Rep | 提供资产管理 | 2022-08-09 | - | |
| UCAP Securities (HK) Limited | Rep | 就证券提供意见 | 2021-09-17 | 2022-06-30 |
| Rep | 提供资产管理 | 2021-09-17 | 2022-06-30 | |
| Rep | 证券交易 | 2021-09-17 | 2022-06-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-06-21 | 2007-07-12 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-06-21 | 2007-07-12 |