| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| U&I Asset Management Limited | RO | 就证券提供意见 | 2022-07-26 | - |
| RO | 提供资产管理 | 2022-07-26 | - | |
| Tamar Alliance Capital Limited | RO | 就证券提供意见 | 2018-11-21 | 2021-12-29 |
| RO | 提供资产管理 | 2018-11-21 | 2021-12-29 | |
| Vision Asset Management (HK) Limited | RO | 提供资产管理 | 2009-06-04 | 2011-09-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-07-11 | 2008-10-22 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-07-11 | 2008-10-22 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-07-11 | 2008-10-22 |