| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| QUAM CAPITAL LIMITED | RO | 就机构融资提供意见 | 2025-05-08 | - |
| QUAM ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2024-05-27 | - |
| Rep | 证券交易 | 2024-05-27 | - | |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | 就机构融资提供意见 | 2023-11-07 | 2024-04-17 |
| Rep | 就机构融资提供意见 | 2023-09-26 | 2023-11-07 | |
| HSBC Corporate Finance (Hong Kong) Limited | RO | 就机构融资提供意见 | 2021-07-19 | 2023-03-07 |
| Rep | 就机构融资提供意见 | 2013-11-07 | 2021-07-19 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-07-16 | 2009-01-02 |