| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Superfund Financial (Hong Kong) Limited | Rep | 就证券提供意见 | 2009-02-09 | 2010-02-03 |
| Rep | 证券交易 | 2009-02-02 | 2010-02-03 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-07-13 | 2008-11-29 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-07-13 | 2008-11-29 |