| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2025-12-24 | - |
| Rep | 就证券提供意见 | 2025-12-24 | - | |
| Rep | 证券交易 | 2025-12-24 | - | |
| Springhill Fund Asset Management (HK) Company Limited | RO | 提供资产管理 | 2021-05-21 | 2025-09-26 |
| Rep | 提供资产管理 | 2021-02-25 | 2021-05-21 | |
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS) | Rep | 就期货合约提供意见 | 2013-08-13 | 2013-12-19 |
| Rep | 就证券提供意见 | 2013-08-13 | 2021-01-31 | |
| Rep | 提供资产管理 | 2013-08-13 | 2021-01-31 | |
| CLSA RESEARCH LIMITED | Rep | 就证券提供意见 | 2010-01-25 | 2011-06-10 |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2008-08-08 | 2010-01-22 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2007-07-18 | 2008-01-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2007-07-18 | 2008-01-24 |
| Rep | 期货合约交易 | 2007-07-18 | 2008-01-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2007-07-18 | 2008-01-24 |
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