| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2014-10-16 | 2016-03-15 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-10-16 | 2016-03-15 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2007-07-17 | 2007-09-26 |
| Rep | 证券交易 | 2007-07-17 | 2007-09-26 |