| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2020-04-08 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2020-04-08 | - |
| Rep | 证券交易 | 2020-04-08 | - | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2015-10-12 | 2019-08-20 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2012-06-07 | 2015-07-04 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2007-07-18 | 2009-06-19 |
| Rep | 证券交易 | 2007-07-18 | 2009-06-19 |