| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HANG SENG SECURITIES LIMITED | RO | 就证券提供意见 | 2025-01-24 | - |
| RO | 证券交易 | 2025-01-24 | - | |
| Rep | 就证券提供意见 | 2024-12-17 | 2025-01-24 | |
| Rep | 证券交易 | 2024-12-17 | 2025-01-24 | |
| FB SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2019-05-21 | 2024-07-02 |
| RO | 证券交易 | 2019-05-21 | 2024-07-02 | |
| Shacom Securities Limited | RO | 就证券提供意见 | 2017-11-28 | 2018-08-14 |
| RO | 证券交易 | 2017-11-28 | 2018-08-14 | |
| SHACOM FUTURES LIMITED | Rep | 就期货合约提供意见 | 2017-09-21 | 2018-08-14 |
| Rep | 期货合约交易 | 2017-09-21 | 2018-08-14 | |
| ZURICH ADVISORY (HK) LIMITED | Rep | 就证券提供意见 | 2007-08-30 | 2008-01-15 |
已采集记录中暂无金管局登记。