| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2016-04-08 | 2018-09-30 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2013-07-02 | 2015-09-04 |
| Rep | 期货合约交易 | 2013-07-02 | 2015-09-04 | |
| Rep | 证券交易 | 2013-07-02 | 2015-09-04 | |
| Tora Trading Services Limited (HK) | Rep | 提供自动化交易服务 | 2011-04-28 | 2011-12-22 |
| Rep | 期货合约交易 | 2011-04-28 | 2011-12-22 | |
| Rep | 证券交易 | 2011-04-28 | 2011-12-22 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2010-06-21 | 2011-01-13 |
| Rep | 证券交易 | 2010-06-21 | 2011-01-13 | |
| CGS International Securities Hong Kong Limited | Rep | 证券交易 | 2007-08-01 | 2010-06-01 |