| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| iCapital Hong Kong Limited | RO | 就证券提供意见 | 2023-08-18 | 2023-10-20 |
| RO | 证券交易 | 2023-08-18 | 2023-10-20 | |
| Leonteq Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2012-02-16 | 2012-02-20 |
| Rep | 证券交易 | 2012-02-16 | 2012-02-20 | |
| SG SECURITIES (HK) LIMITED | Rep | 证券交易 | 2007-08-06 | 2009-02-26 |