Nicot, Cynthia (SFC:APJ348) Hong Kong SFC License Details (ID 122389)

Nicot, Cynthia (SFC:APJ348) Hong Kong SFC License Details (ID 122389)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2016-05-30	2016-10-27
Newedge Broker Limited	Rep	提供自动化交易服务	2008-12-18	2009-07-31
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2008-12-11	2009-10-30
Newedge Broker Limited	Rep	期货合约交易	2008-12-11	2009-07-31
	Rep	证券交易	2008-12-11	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2008-12-11	2009-10-30
	Rep	证券交易	2008-12-11	2009-10-30
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2008-10-10	2008-11-07
	Rep	证券交易	2008-10-10	2008-11-07
LEHMAN BROTHERS ASIA LIMITED	Rep	期货合约交易	2007-08-03	2008-09-29
	Rep	证券交易	2007-08-03	2008-09-29
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	期货合约交易	2007-08-03	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	证券交易	2007-08-03	2008-09-29