| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就证券提供意见 | 2011-09-28 | 2012-02-01 |
| Rep | 证券交易 | 2011-09-28 | 2012-02-01 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2009-02-26 | 2010-03-31 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就证券提供意见 | 2007-09-12 | 2010-06-30 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2007-09-12 | 2011-07-02 |