| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| iSAM Securities (HK) Limited | RO | 杠杆式外汇交易 | 2019-12-23 | 2023-05-12 |
| Templewater Hong Kong Limited | Rep | 就证券提供意见 | 2013-01-28 | 2015-07-14 |
| Rep | 证券交易 | 2013-01-28 | 2015-07-14 | |
| Argonaut Securities (Asia) Limited | Rep | 就证券提供意见 | 2012-08-09 | 2012-12-04 |
| Rep | 证券交易 | 2012-08-09 | 2012-12-04 | |
| Renaissance Capital (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-12-06 | 2012-06-29 |
| Rep | 证券交易 | 2010-12-06 | 2012-06-29 | |
| FOX-PITT, KELTON (ASIA) LIMITED | Rep | 证券交易 | 2007-08-27 | 2008-08-15 |