| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ROCKPOOL CAPITAL LIMITED | RO | 就证券提供意见 | 2025-07-21 | - |
| RO | 证券交易 | 2025-07-21 | - | |
| Rep | 就证券提供意见 | 2018-08-28 | 2025-07-21 | |
| Rep | 证券交易 | 2018-08-28 | 2025-07-21 | |
| RO | 提供资产管理 | 2018-07-09 | - | |
| Religare Capital Markets (Hong Kong) Limited | Rep | 证券交易 | 2009-05-12 | 2009-09-04 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-08-09 | 2008-12-15 |
| Rep | 证券交易 | 2007-08-09 | 2008-12-15 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就证券提供意见 | 2007-08-09 | 2008-12-15 |
| Rep | 证券交易 | 2007-08-09 | 2008-12-15 |
已采集记录中暂无金管局登记。