| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2012-06-06 | 2013-04-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2012-06-06 | 2013-04-15 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2010-07-05 | 2011-05-16 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2007-08-15 | 2011-05-16 |