| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就证券提供意见 | 2013-01-10 | 2013-03-31 |
| Rep | 证券交易 | 2013-01-10 | 2013-03-31 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-12-23 | 2010-09-17 |
| Rep | 证券交易 | 2009-11-26 | 2010-09-17 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2009-07-03 | 2009-08-14 |
| Rep | 证券交易 | 2009-06-08 | 2009-08-14 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-08-17 | 2008-12-15 |
| Rep | 证券交易 | 2007-08-17 | 2008-12-15 |