| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Asset Management Limited | Rep | 提供资产管理 | 2020-06-02 | - |
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2016-11-02 | 2017-08-17 |
| CMB International Securities Limited | Rep | 证券交易 | 2016-11-02 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2015-09-21 | 2016-05-31 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2015-09-21 | 2016-05-31 |
| Morgan Stanley Asia Limited | Rep | 就证券提供意见 | 2007-08-23 | 2009-10-12 |
| Rep | 证券交易 | 2007-08-23 | 2009-10-12 |