| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2012-01-12 | 2012-07-16 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2012-01-12 | 2012-07-16 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-06-03 | 2011-04-29 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-06-03 | 2011-04-29 |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2008-11-18 | 2009-05-25 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2008-01-10 | 2009-05-25 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 证券交易 | 2007-08-30 | 2007-12-17 |