| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 证券交易 | 2014-01-13 | 2015-09-01 |
| Rep | 就期货合约提供意见 | 2012-07-05 | 2015-09-01 | |
| Rep | 期货合约交易 | 2012-07-05 | 2015-09-01 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-11-07 | 2010-10-27 |
| Rep | 期货合约交易 | 2008-11-07 | 2010-10-27 | |
| Rep | 证券交易 | 2007-09-03 | 2010-10-27 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2007-09-03 | 2008-11-24 |
| Rep | 期货合约交易 | 2007-09-03 | 2008-11-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2007-09-03 | 2010-10-27 |