| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2013-07-30 | 2015-04-15 |
| Rep | 证券交易 | 2013-07-30 | 2015-04-15 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2013-07-30 | 2015-04-15 |
| NATIXIS ASIA LIMITED | Rep | 就证券提供意见 | 2012-04-11 | 2013-06-21 |
| Rep | 证券交易 | 2012-04-11 | 2013-06-21 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-11-30 | 2009-10-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-11-07 | 2009-10-19 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-11-07 | 2009-10-19 |
| NATIXIS ASIA LIMITED | Rep | 就证券提供意见 | 2007-08-30 | 2007-10-06 |
| Rep | 证券交易 | 2007-08-30 | 2007-10-06 |