| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Taiping Securities (HK) Co Limited | Rep | 证券交易 | 2019-10-15 | 2023-11-17 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2016-07-01 | 2019-07-31 |
| Rep | 证券交易 | 2012-08-06 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2012-08-06 | 2019-07-31 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2012-08-06 | 2016-06-30 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2007-09-07 | 2009-02-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-09-07 | 2009-02-21 |