| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited | Rep | 就期货合约提供意见 | 2025-01-03 | - |
| Rep | 就证券提供意见 | 2025-01-03 | - | |
| Rep | 期货合约交易 | 2025-01-03 | - | |
| Rep | 证券交易 | 2025-01-03 | - | |
| PIMCO Asia Limited | Rep | 提供资产管理 | 2017-07-28 | 2024-07-14 |
| Rep | 证券交易 | 2017-07-28 | 2024-07-14 | |
| Rep | 就证券提供意见 | 2011-10-11 | 2024-07-14 | |
| BEAR STEARNS ASIA LIMITED | Rep | 证券交易 | 2007-10-02 | 2008-10-08 |