| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-02 | 2010-12-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2010-03-10 | 2010-12-10 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-03-10 | 2010-09-02 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2007-10-05 | 2009-11-14 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2007-10-05 | 2009-11-14 |