| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2008-03-12 | 2009-02-12 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-03-12 | 2009-02-12 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-10-29 | 2008-03-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-10-29 | 2008-03-10 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2007-10-05 | 2007-10-15 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2007-10-05 | 2007-10-15 |