| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2025-09-24 | - |
| Rep | 就证券提供意见 | 2019-05-23 | - | |
| Rep | 证券交易 | 2019-05-23 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2019-05-23 | - |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 提供资产管理 | 2019-04-18 | - |
| Point72 Hong Kong Limited | Rep | 提供资产管理 | 2017-08-07 | 2019-03-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2012-10-31 | 2017-08-04 |
| Rep | 提供资产管理 | 2012-10-31 | 2017-08-04 | |
| Voras Capital Management (HK) Limited | Rep | 就证券提供意见 | 2009-10-08 | 2011-05-13 |
| Rep | 提供资产管理 | 2009-10-08 | 2011-05-13 | |
| Oasis Management (Hong Kong) | Rep | 就期货合约提供意见 | 2007-10-05 | 2008-10-30 |
| Rep | 就证券提供意见 | 2007-10-05 | 2008-10-30 | |
| Rep | 提供资产管理 | 2007-10-05 | 2008-10-30 |
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