| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 期货合约交易 | 2010-04-01 | 2011-06-01 |
| Rep | 证券交易 | 2008-09-08 | 2011-06-01 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2007-10-10 | 2008-04-15 |
| Rep | 期货合约交易 | 2007-10-10 | 2008-04-15 | |
| Rep | 证券交易 | 2007-10-10 | 2008-04-15 |