| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2014-08-05 | 2017-04-28 |
| Rep | 就机构融资提供意见 | 2014-01-27 | 2014-08-05 | |
| Rep | 就证券提供意见 | 2014-01-27 | 2017-04-28 | |
| Rep | 证券交易 | 2014-01-27 | 2017-04-28 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2012-01-13 | 2013-05-24 |
| Rep | 就证券提供意见 | 2012-01-13 | 2013-05-24 | |
| Rep | 证券交易 | 2012-01-13 | 2013-05-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2007-10-23 | 2011-02-21 |
| Rep | 就证券提供意见 | 2007-10-23 | 2011-02-21 | |
| Rep | 证券交易 | 2007-10-23 | 2011-02-21 |