| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited | RO | 证券交易 | 2015-05-06 | 2016-03-01 |
| RO | 就证券提供意见 | 2011-11-10 | 2016-03-01 | |
| Rep | 就证券提供意见 | 2011-09-30 | 2011-11-10 | |
| Rep | 证券交易 | 2011-09-30 | 2015-05-06 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | 就证券提供意见 | 2009-03-13 | 2011-05-30 |
| Rep | 证券交易 | 2007-11-01 | 2011-05-30 |