Personnel Hong Kong SFC License Details (ID 123435)

Personnel Hong Kong SFC License Details (ID 123435)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Morgan Stanley Asia Limited	Rep	就期货合约提供意见	2020-07-03	2026-01-07
	Rep	就证券提供意见	2020-07-03	2026-01-07
	Rep	证券交易	2015-12-17	2026-01-07
Morgan Stanley Hong Kong Securities Limited	Rep	提供自动化交易服务	2015-12-17	2026-01-07
	Rep	期货合约交易	2015-12-17	2026-01-07
	Rep	证券交易	2015-12-17	2026-01-07
DEUTSCHE SECURITIES ASIA LIMITED	Rep	证券交易	2014-10-29	2015-09-18
Morgan Stanley Hong Kong Securities Limited	Rep	提供自动化交易服务	2013-07-24	2014-07-21
Morgan Stanley Asia Limited	Rep	提供自动化交易服务	2012-04-11	2013-07-24
	Rep	证券交易	2012-04-11	2014-07-21
Morgan Stanley Hong Kong Securities Limited	Rep	期货合约交易	2012-04-11	2014-07-21
	Rep	证券交易	2012-04-11	2014-07-21
Morgan Stanley Asia Limited	Rep	证券交易	2012-02-07	2012-04-06
Morgan Stanley Hong Kong Securities Limited	Rep	期货合约交易	2012-02-07	2012-04-06
DEUTSCHE SECURITIES ASIA LIMITED	Rep	证券交易	2007-11-05	2007-12-05