| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期货合约交易 | 2012-01-11 | 2012-06-15 |
| Rep | 证券交易 | 2012-01-11 | 2012-06-15 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-11-06 | 2010-03-05 |
| Rep | 期货合约交易 | 2008-11-06 | 2010-03-05 | |
| Rep | 证券交易 | 2007-12-05 | 2010-03-05 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2007-12-05 | 2008-11-24 |
| Rep | 期货合约交易 | 2007-12-05 | 2008-11-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2007-12-05 | 2010-03-05 |