| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 就期货合约提供意见 | 2019-03-05 | - |
| Rep | 提供资产管理 | 2019-03-05 | - | |
| Rep | 期货合约交易 | 2019-03-05 | - | |
| Rep | 就证券提供意见 | 2019-02-18 | - | |
| Rep | 证券交易 | 2019-02-18 | - | |
| CHINA ZHONG HENG FINANCE GROUP LIMITED | Rep | 就证券提供意见 | 2017-06-12 | 2018-12-31 |
| Rep | 证券交易 | 2017-06-12 | 2018-12-31 | |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2008-10-13 | 2008-10-19 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就证券提供意见 | 2008-03-06 | 2008-10-19 |
| Rep | 证券交易 | 2007-12-10 | 2008-10-19 |
已采集记录中暂无金管局登记。