| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SAMSUNG SECURITIES (ASIA) LIMITED | RO | 证券交易 | 2016-08-09 | 2019-01-04 |
| Rep | 就证券提供意见 | 2014-09-19 | 2019-01-04 | |
| Rep | 证券交易 | 2014-06-26 | 2016-08-09 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2007-12-12 | 2008-11-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2007-12-12 | 2008-11-21 |