| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLC SECURITIES LIMITED | Rep | 证券交易 | 2013-09-16 | 2014-08-14 |
| FIRST SECURITIES (HK) LIMITED | Rep | 证券交易 | 2013-02-21 | 2013-08-28 |
| Kirin Asset Management Limited | Rep | 就证券提供意见 | 2009-09-04 | 2010-08-31 |
| Rep | 提供资产管理 | 2009-09-04 | 2010-08-31 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-12-13 | 2008-12-02 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-12-13 | 2008-12-02 |