| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citadel Asia Limited | Rep | 提供资产管理 | 2009-06-09 | 2010-10-29 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-11-07 | 2009-05-18 |
| Rep | 期货合约交易 | 2008-11-07 | 2009-05-18 | |
| Rep | 证券交易 | 2007-12-14 | 2009-05-18 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2007-12-14 | 2008-11-24 |
| Rep | 期货合约交易 | 2007-12-14 | 2008-11-24 |