| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2013-06-11 | 2014-12-31 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2013-06-11 | 2014-12-31 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2008-01-02 | 2010-04-13 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-01-02 | 2010-04-13 |