| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-07-07 | 2011-03-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2009-07-07 | 2011-03-01 |
| Rep | 杠杆式外汇交易 | 2009-07-07 | 2011-03-01 | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2008-12-17 | 2009-06-23 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2008-05-19 | 2009-06-23 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2008-01-15 | 2009-06-23 |