Boulay, Nicolas Philippe Hong Kong SFC License Details (ID 124167)

Boulay, Nicolas Philippe Hong Kong SFC License Details (ID 124167)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SG SECURITIES (HK) LIMITED	RO	期货合约交易	2020-05-11	2023-07-31
	RO	证券交易	2020-05-11	2023-07-31
	Rep	期货合约交易	2015-08-17	2020-05-11
	Rep	证券交易	2015-08-17	2020-05-11
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	期货合约交易	2015-01-02	2015-08-01
	Rep	证券交易	2015-01-02	2015-08-01
LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	Rep	期货合约交易	2012-04-20	2014-11-30
	Rep	证券交易	2012-04-20	2014-11-30
DEUTSCHE SECURITIES ASIA LIMITED	Rep	就期货合约提供意见	2010-04-20	2011-07-30
	Rep	期货合约交易	2010-04-20	2011-07-30
	Rep	证券交易	2010-04-20	2011-07-30
	Rep	证券交易	2010-03-05	2010-03-26
	Rep	证券交易	2010-01-29	2010-02-06
	Rep	证券交易	2009-11-25	2010-01-27
	Rep	证券交易	2009-08-28	2009-09-04
	Rep	证券交易	2009-06-29	2009-07-03
	Rep	证券交易	2009-05-08	2009-05-17
	Rep	证券交易	2008-01-24	2008-02-24