Personnel Hong Kong SFC License Details (ID 124205)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch (Asia Pacific) Limited	RO	证券交易	2023-08-23	2024-07-24
Merrill Lynch Far East Limited	RO	期货合约交易	2023-08-23	2024-07-24
	RO	证券交易	2023-08-23	2024-07-24
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2021-06-30	2023-08-23
Merrill Lynch Far East Limited	Rep	期货合约交易	2021-06-30	2023-08-23
	Rep	证券交易	2021-06-30	2023-08-23
Credit Suisse Securities (Hong Kong) Limited	Rep	提供自动化交易服务	2018-02-08	2021-03-12
Credit Suisse (Hong Kong) Limited	Rep	期货合约交易	2018-01-29	2021-03-12
	Rep	证券交易	2018-01-29	2021-03-12
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2018-01-29	2021-03-12
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	期货合约交易	2016-10-11	2017-10-17
	Rep	证券交易	2016-10-11	2017-10-17
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2014-07-31	2017-10-17
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	证券交易	2014-07-31	2016-10-10
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	期货合约交易	2014-07-31	2016-10-10
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2012-05-21	2014-05-15
	Rep	证券交易	2012-05-21	2014-05-15
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2012-05-21	2014-05-15
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2008-01-22	2010-03-19
Merrill Lynch Far East Limited	Rep	证券交易	2008-01-22	2010-03-19
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-01-22	2010-03-19

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