| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2011-09-05 | 2011-09-07 |
| South China Forex Limited | Rep | 杠杆式外汇交易 | 2011-09-05 | 2011-09-07 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2011-09-05 | 2011-09-07 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2011-05-17 | 2011-07-20 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2011-05-17 | 2011-07-20 |
| Nerico Brothers Limited (HK) | Rep | 证券交易 | 2009-01-12 | 2009-04-14 |
| Rep | 杠杆式外汇交易 | 2009-01-12 | 2009-04-14 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2008-07-29 | 2008-10-30 |
| Rep | 杠杆式外汇交易 | 2008-01-23 | 2008-10-30 |