Personnel SFC Licences and HKMA Registrations (ID 124233)

Personnel SFC Licences and HKMA Registrations (ID 124233)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
TUNG YAT SECURITIES LIMITED	Rep	证券交易	2026-06-01	-
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	证券交易	2017-08-25	2026-05-13
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2017-01-19	2017-08-18
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2017-01-19	2017-08-18
MIB FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2016-06-01	2016-07-20
MIB SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2016-06-01	2016-07-20
KGI ASIA LIMITED	Rep	证券交易	2013-11-04	2016-05-12
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-11-04	2016-05-12
XinKong International Securities Limited	Rep	期货合约交易	2013-01-23	2013-10-18
	Rep	证券交易	2013-01-23	2013-10-18
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2011-09-27	2013-01-19
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2011-09-27	2013-01-19
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2011-09-27	2013-01-19
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	证券交易	2009-06-23	2011-09-05
Ark Securities (Hong Kong) Limited	Rep	证券交易	2008-01-24	2008-09-26

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。