| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Asset Management Limited | Rep | 就证券提供意见 | 2011-03-14 | 2011-08-14 |
| Rep | 提供资产管理 | 2011-03-14 | 2011-08-14 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期货合约提供意见 | 2008-03-10 | 2011-02-10 |
| Rep | 就证券提供意见 | 2008-03-10 | 2011-02-10 | |
| Rep | 提供资产管理 | 2008-03-10 | 2011-02-10 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2008-03-10 | 2011-02-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2008-03-10 | 2011-02-10 |