| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ORIENT FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2019-09-06 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2019-09-06 | - |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-06-30 | 2019-09-06 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2011-06-30 | 2019-09-06 |
| Golden Hen Securities and Futures Limited | Rep | 证券交易 | 2010-12-23 | 2011-06-01 |
| Rep | 期货合约交易 | 2010-11-24 | 2011-06-01 | |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | 期货合约交易 | 2009-09-15 | 2010-11-20 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2008-01-28 | 2009-09-11 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2008-01-28 | 2009-09-11 |
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