| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| XinKong International Securities Limited | Rep | 期货合约交易 | 2011-01-25 | 2011-05-12 |
| Rep | 证券交易 | 2011-01-25 | 2011-05-12 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2008-02-20 | 2008-04-21 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2008-02-20 | 2008-04-21 |