| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Schonfeld Strategic Advisors (Hong Kong) Limited | RO | 证券交易 | 2025-11-27 | - |
| RO | 提供资产管理 | 2019-11-19 | - | |
| Rep | 提供资产管理 | 2019-07-09 | 2019-11-19 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 期货合约交易 | 2017-11-14 | 2018-06-25 |
| RO | 证券交易 | 2017-11-14 | 2018-06-25 | |
| Rep | 期货合约交易 | 2013-01-23 | 2017-11-14 | |
| Rep | 证券交易 | 2013-01-23 | 2017-11-14 | |
| Rep | 证券交易 | 2010-03-02 | 2010-03-05 | |
| Rep | 证券交易 | 2010-02-02 | 2010-02-08 | |
| Rep | 证券交易 | 2009-11-27 | 2009-12-13 | |
| Rep | 证券交易 | 2009-11-02 | 2009-11-06 | |
| Rep | 证券交易 | 2009-05-08 | 2009-05-18 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 证券交易 | 2008-08-08 | 2008-08-17 |
| Rep | 证券交易 | 2008-05-09 | 2008-05-17 | |
| Rep | 证券交易 | 2008-02-18 | 2008-02-24 | |
| Rep | 证券交易 | 2008-01-25 | 2008-02-08 |
已采集记录中暂无金管局登记。