| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-05-31 | - |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2013-05-06 | 2013-08-31 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2012-08-22 | - |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-10-10 | 2008-12-16 |
| Rep | 证券交易 | 2008-10-10 | 2008-12-16 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2008-01-31 | 2008-09-29 |
| Rep | 证券交易 | 2008-01-31 | 2008-09-29 |