| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RO | 期货合约交易 | 2011-11-25 | 2012-10-05 |
| Rep | 期货合约交易 | 2011-09-27 | 2011-11-25 | |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2011-09-27 | 2012-10-05 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-08-20 | 2011-06-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2008-02-05 | 2011-06-23 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2008-02-05 | 2011-06-23 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-02-05 | 2010-08-20 |