| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LCA Solutions Limited | Rep | 就证券提供意见 | 2021-11-01 | - |
| Rep | 提供资产管理 | 2021-11-01 | - | |
| Rep | 证券交易 | 2021-11-01 | - | |
| Saxo Capital Markets HK Limited | Rep | 期货合约交易 | 2020-03-04 | 2021-03-18 |
| Rep | 证券交易 | 2020-03-04 | 2021-03-18 | |
| Rep | 杠杆式外汇交易 | 2020-03-04 | 2021-03-18 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2018-01-22 | 2020-01-31 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2017-10-30 | 2020-01-31 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2017-10-30 | 2020-01-31 |
| Rep | 证券交易 | 2017-10-30 | 2020-01-31 |
已采集记录中暂无金管局登记。