| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2010-05-10 | 2011-07-23 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2009-07-31 | 2010-04-01 |
| Rep | 证券交易 | 2009-07-31 | 2010-04-01 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2008-02-20 | 2009-04-28 |
| Rep | 就证券提供意见 | 2008-02-20 | 2009-04-28 | |
| Rep | 证券交易 | 2008-02-20 | 2009-04-28 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2008-02-20 | 2009-04-28 |
| Rep | 就证券提供意见 | 2008-02-20 | 2009-04-28 | |
| Rep | 证券交易 | 2008-02-20 | 2009-04-28 |