| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNS Securities (HK) Limited | RO | 就证券提供意见 | 2020-10-12 | 2022-01-11 |
| RO | 证券交易 | 2020-10-12 | 2022-01-11 | |
| Rep | 就证券提供意见 | 2019-07-03 | 2020-10-12 | |
| Rep | 证券交易 | 2019-07-03 | 2020-10-12 | |
| SCOTIATRUST (ASIA) LIMITED | Rep | 证券交易 | 2016-08-26 | 2018-06-29 |
| VTB Capital Hong Kong Limited | Rep | 就证券提供意见 | 2011-06-30 | 2012-08-09 |
| Rep | 证券交易 | 2011-06-30 | 2012-08-09 | |
| CLSA LIMITED | Rep | 证券交易 | 2008-03-05 | 2010-09-03 |